Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Workhorse Group Inc. | 1425287 | 11/12/2015 | D | $20,000,000 | $8,750,001 |
| MAXIM GROUP LLC | 120708 | Stratus Media Group, Inc | 1053691 | 07/20/2011 | D | $10,000,000 | $8,700,000 |
| MAXIM GROUP LLC | 120708 | Elicio Therapeutics, Inc. | 1555192 | 03/13/2020 | D | $8,411,801 | $8,411,801 |
| MAXIM GROUP LLC | 120708 | Recon Technology, Ltd | 1442620 | 03/27/2023 | D | $8,002,000 | $8,002,000 |
| MAXIM GROUP LLC | 120708 | Kraig Biocraft Laboratories, Inc | 1413119 | 02/01/2022 | D | $8,000,000 | $8,000,000 |
| MAXIM GROUP LLC | 120708 | Accure Acne, Inc. | 1698865 | 02/08/2023 | D | $20,000,000 | $7,951,197 |
| MAXIM GROUP LLC | 120708 | PROVECTUS PHARMACEUTICALS INC | 315545 | 03/24/2010 | D | $10,000,000 | $7,937,499 |
| MAXIM GROUP LLC | 120708 | Edge Therapeutics, Inc. | 1472091 | 11/13/2014 | D | $25,000,000 | $7,937,236 |
| MAXIM GROUP LLC | 120708 | PAVmed Inc. | 1624326 | 01/09/2019 | D | $7,750,000 | $7,750,000 |
| MAXIM GROUP LLC | 120708 | PROVECTUS PHARMACEUTICALS INC | 315545 | 03/26/2010 | D/A | $10,363,327 | $7,613,327 |