Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | GeoVax Labs, Inc. | 832489 | 01/20/2022 | D | $10,000,000 | $10,000,000 |
| MAXIM GROUP LLC | 120708 | ADIAL PHARMACEUTICALS, INC. | 1513525 | 02/17/2022 | D | $10,000,000 | $10,000,000 |