Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Ufovax, LLC | 1824751 | 09/15/2020 | D | $20,000,000 | $11,000,000 |
| MAXIM GROUP LLC | 120708 | Eco Building International, Inc. | 1467746 | 05/11/2010 | D | $10,805,749 | $10,805,749 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 03/14/2016 | D | Indefinite | $10,516,500 |
| MAXIM GROUP LLC | 120708 | BRAINSTORM CELL THERAPEUTICS INC. | 1137883 | 07/01/2014 | D | $10,500,000 | $10,500,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 06/29/2023 | D | $10,280,238 | $10,280,238 |
| MAXIM GROUP LLC | 120708 | BillMyParents, Inc. | 1062273 | 08/01/2012 | D/A | $10,146,431 | $10,146,431 |
| MAXIM GROUP LLC | 120708 | Lordstown Motors Corp. | 1793648 | 07/06/2020 | D | $10,080,000 | $10,080,000 |
| MAXIM GROUP LLC | 120708 | Wheeler Real Estate Investment Trust, Inc. | 1527541 | 12/19/2013 | D | $10,000,000 | $10,000,000 |
| MAXIM GROUP LLC | 120708 | ANAVEX LIFE SCIENCES CORP. | 1314052 | 04/02/2014 | D | $10,000,000 | $10,000,000 |
| MAXIM GROUP LLC | 120708 | Genprex, Inc. | 1595248 | 05/23/2018 | D | $10,000,000 | $10,000,000 |