Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Wheeler Real Estate Investment Trust, Inc. | 1527541 | 02/10/2014 | D/A | $12,160,000 | $12,160,000 |
| MAXIM GROUP LLC | 120708 | Brooklyn ImmunoTherapeutics, Inc. | 748592 | 03/23/2022 | D | $12,000,000 | $12,000,000 |
| MAXIM GROUP LLC | 120708 | CONTRAFECT Corp | 1478069 | 09/04/2013 | D/A | $15,000,000 | $11,963,650 |
| MAXIM GROUP LLC | 120708 | Marina Biotech, Inc. | 737207 | 04/26/2018 | D | $15,000,000 | $11,670,000 |
| MAXIM GROUP LLC | 120708 | 180 Life Sciences Corp. | 1690080 | 02/26/2021 | D | $11,666,200 | $11,666,200 |
| MAXIM GROUP LLC | 120708 | Nacuity Pharmaceuticals, Inc. | 1690279 | 01/03/2022 | D/A | $17,400,000 | $11,626,000 |
| MAXIM GROUP LLC | 120708 | Toughbuilt Industries, Inc | 1668370 | 09/03/2019 | D | $11,500,000 | $11,500,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 06/21/2016 | D | Indefinite | $11,163,500 |
| MAXIM GROUP LLC | 120708 | Arno Therapeutics, Inc | 1195116 | 12/06/2012 | D/A | $18,425,000 | $11,130,000 |
| MAXIM GROUP LLC | 120708 | PREMIER ALLIANCE GROUP, INC. | 1272550 | 01/31/2013 | D/A | $15,000,000 | $11,100,100 |