Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 06/08/2022 | D | $16,475,000 | $16,475,000 |
| MAXIM GROUP LLC | 120708 | Diffusion Pharmaceuticals Inc. | 1053691 | 03/16/2017 | D | $25,000,000 | $15,830,661 |
| MAXIM GROUP LLC | 120708 | Aridis Pharmaceuticals, Inc. | 1614067 | 08/19/2016 | D | $40,000,000 | $15,216,241 |
| MAXIM GROUP LLC | 120708 | OceanPal Inc. | 1869467 | 02/23/2023 | D | $15,150,000 | $15,150,000 |
| MAXIM GROUP LLC | 120708 | CESCA THERAPEUTICS INC. | 811212 | 09/15/2015 | D | $15,000,000 | $15,000,000 |
| MAXIM GROUP LLC | 120708 | 180 Life Sciences Corp. | 1690080 | 09/01/2021 | D | $15,000,000 | $15,000,000 |
| MAXIM GROUP LLC | 120708 | GLOBUS MARITIME LTD | 1499780 | 07/23/2020 | D | $15,000,000 | $15,000,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Corp | 1592052 | 12/03/2013 | D/A | $35,000,000 | $14,728,886 |
| MAXIM GROUP LLC | 120708 | Centrexion Corp | 1592052 | 11/22/2013 | D | $35,000,000 | $14,728,886 |
| MAXIM GROUP LLC | 120708 | SciFluor Life Sciences, Inc. | 1641226 | 05/11/2021 | D | $40,000,000 | $14,609,408 |