Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | INPIXON | 1529113 | 05/23/2023 | D | Indefinite | $1,500,000 |
| MAXIM GROUP LLC | 120708 | BirchBioMed Inc. | 1670747 | 09/20/2017 | D/A | $10,000,000 | $1,405,019 |
| MAXIM GROUP LLC | 120708 | Boston Therapeutics, Inc. | 1473579 | 08/25/2016 | D | $2,000,000 | $1,322,500 |
| MAXIM GROUP LLC | 120708 | Gravesend LLC | 1849319 | 04/29/2021 | D/A | $8,000,000 | $1,185,000 |
| MAXIM GROUP LLC | 120708 | EPINEX DIAGNOSTICS INC | 1309623 | 11/13/2009 | D/A | $15,015,000 | $1,174,857 |
| MAXIM GROUP LLC | 120708 | EPINEX DIAGNOSTICS INC | 1309623 | 11/03/2009 | D/A | $15,015,000 | $1,164,857 |
| MAXIM GROUP LLC | 120708 | EPINEX DIAGNOSTICS INC | 1309623 | 07/15/2009 | D/A | $15,015,000 | $1,119,857 |
| MAXIM GROUP LLC | 120708 | SAFE & GREEN HOLDINGS CORP. | 1023994 | 02/14/2023 | D | $1,100,000 | $1,100,000 |
| MAXIM GROUP LLC | 120708 | EPINEX DIAGNOSTICS INC | 1309623 | 06/12/2009 | D/A | $15,015,000 | $1,074,257 |
| MAXIM GROUP LLC | 120708 | EPINEX DIAGNOSTICS INC | 1309623 | 04/21/2009 | D/A | $15,015,000 | $1,019,017 |