Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Luxeyard, Inc. | 1493587 | 05/10/2012 | D | $2,990,000 | $2,990,000 |
| MAXIM GROUP LLC | 120708 | Vedantra Pharmaceuticals, Inc. | 1555192 | 06/05/2018 | D | $3,000,000 | $2,990,000 |
| MAXIM GROUP LLC | 120708 | Vringo Inc | 1410428 | 01/19/2010 | D | $3,000,000 | $2,982,000 |
| MAXIM GROUP LLC | 120708 | INVO Bioscience, Inc. | 1417926 | 04/06/2023 | D | $2,976,200 | $2,976,200 |
| MAXIM GROUP LLC | 120708 | PROVECTUS PHARMACEUTICALS INC | 315545 | 06/30/2009 | D | $3,500,000 | $2,712,000 |
| MAXIM GROUP LLC | 120708 | CorMedix Inc. | 1410098 | 11/13/2009 | D | $2,700,000 | $2,619,973 |
| MAXIM GROUP LLC | 120708 | Edible Garden AG Inc | 1809750 | 02/23/2022 | D/A | $2,900,000 | $2,600,000 |
| MAXIM GROUP LLC | 120708 | Next Gen Ice, Inc. | 1811867 | 08/12/2020 | D | $5,000,000 | $2,595,000 |
| MAXIM GROUP LLC | 120708 | China Carbon Graphite Group, Inc. | 1284450 | 01/11/2010 | D | $3,000,000 | $2,592,600 |
| MAXIM GROUP LLC | 120708 | PACIFIC BEACH BIOSCIENCES INC | 1422702 | 02/22/2010 | D | $5,500,000 | $2,580,000 |