Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | US Dry Cleaning Services Corp | 920317 | 10/05/2011 | D | $8,000,000 | $4,500,000 |
| MAXIM GROUP LLC | 120708 | ACORN ENERGY, INC. | 880984 | 11/17/2014 | D | $4,500,000 | $4,500,000 |
| MAXIM GROUP LLC | 120708 | REGENERX BIOPHARMACEUTICALS INC | 707511 | 07/13/2016 | D | $4,375,000 | $4,375,000 |
| MAXIM GROUP LLC | 120708 | CONTRAFECT Corp | 1478069 | 08/23/2010 | D | $10,000,000 | $4,326,603 |
| MAXIM GROUP LLC | 120708 | Arch Therapeutics, Inc. | 1537561 | 07/19/2022 | D | $4,230,000 | $4,230,000 |
| MAXIM GROUP LLC | 120708 | PAVmed Inc. | 1624326 | 05/01/2020 | D | $4,111,111 | $4,111,111 |
| MAXIM GROUP LLC | 120708 | Siyata Mobile Inc. | 1649009 | 10/20/2022 | D | $4,002,000 | $4,002,000 |
| MAXIM GROUP LLC | 120708 | MEDGENICS, INC. | 1138776 | 11/04/2010 | D | $4,001,500 | $4,001,500 |
| MAXIM GROUP LLC | 120708 | BirchBioMed Inc. | 1670747 | 02/25/2019 | D/A | $10,000,000 | $3,970,550 |
| MAXIM GROUP LLC | 120708 | SkyBell Technologies, Inc. | 1646577 | 03/15/2022 | D | $20,000,000 | $3,950,000 |