Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Seanergy Maritime Holdings Corp. | 1448397 | 05/01/2020 | D/A | $6,090,000 | $0 |
| MAXIM GROUP LLC | 120708 | Seanergy Maritime Holdings Corp. | 1448397 | 05/05/2020 | D/A | $6,750,000 | $0 |
| MAXIM GROUP LLC | 120708 | Seanergy Maritime Holdings Corp. | 1448397 | 04/24/2020 | D | $6,750,000 | $0 |
| MAXIM GROUP LLC | 120708 | Seanergy Maritime Holdings Corp. | 1448397 | 05/05/2020 | D | $6,090,000 | $0 |
| MAXIM GROUP LLC | 120708 | Seanergy Maritime Holdings Corp. | 1448397 | 05/06/2020 | D | $5,154,000 | $0 |
| MAXIM GROUP LLC | 120708 | Seanergy Maritime Holdings Corp. | 1448397 | 05/06/2020 | D | $5,202,000 | $0 |
| MAXIM GROUP LLC | 120708 | HFZ Lionbridge LP | 1811419 | 05/15/2020 | D | Indefinite | $0 |
| MAXIM GROUP LLC | 120708 | Data Storage Corp | 1419951 | 08/05/2021 | D | $0 | $0 |
| MAXIM GROUP LLC | 120708 | TOP SHIPS INC. | 1296484 | 06/21/2022 | D | $715,150 | $0 |
| MAXIM GROUP LLC | 120708 | Performance Shipping Inc. | 1481241 | 08/02/2022 | D | $5,950,000 | $0 |