Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Inventergy, Inc. | 1577547 | 01/23/2014 | D | $7,250,000 | $3,680,669 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Brazahav Resources, Inc | 1543124 | 02/24/2012 | D | $8,200,000 | $3,601,545 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Searchlight Investments, LLC | 1718355 | 10/12/2017 | D | $25,000,000 | $3,450,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pre-Game Partners, LLC | 1538310 | 01/17/2012 | D | $10,000,000 | $3,394,825 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Amesite Inc. | 1707258 | 05/11/2018 | D | $10,338,997 | $3,389,976 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Voltron Therapeutics, Inc. | 1835742 | 07/13/2021 | D | $3,349,428 | $3,349,428 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Actinium Pharmaceuticals, Inc. | 1388320 | 01/07/2014 | D | $6,000,000 | $3,325,860 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Sevion Therapeutics, Inc. | 1035354 | 05/15/2015 | D | $10,000,000 | $3,023,746 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Relmada Therapeutics, Inc. | 1554535 | 07/23/2012 | D | $6,000,000 | $3,008,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Serve Robotics Inc. | 1957632 | 05/04/2023 | D | $3,001,500 | $3,001,500 |