Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Actinium Pharmaceuticals, Inc. | 1328440 | 10/17/2011 | D | $6,000,000 | $4,125,025 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Back Stage Partners LLC | 1626864 | 12/04/2014 | D | $25,000,000 | $4,074,500 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 08/28/2018 | D | $10,000,000 | $4,071,189 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Inventergy, Inc. | 1577547 | 11/20/2013 | D/A | $5,000,000 | $4,046,741 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 04/03/2015 | D/A | $10,000,000 | $4,009,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | NLS Pharmaceutics Ltd. | 1783036 | 10/14/2022 | D | $4,000,000 | $4,000,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | LPE Special Opportunities LLC | 1887572 | 10/12/2021 | D | $20,000,000 | $3,900,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Horn Petroleum Corp | 1528102 | 06/20/2012 | D | $14,739,315 | $3,850,814 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Inventergy, Inc. | 1577547 | 10/03/2013 | D/A | $5,000,000 | $3,790,621 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 05/26/2023 | D | $3,694,920 | $3,694,920 |