Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pershing Gold Corp. | 1432196 | 03/10/2016 | D | $10,000,000 | $6,892,898 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Private-I Partners, LLC | 1601837 | 03/06/2014 | D | $20,000,000 | $6,892,259 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pre-Market Partners, LLC | 1524399 | 07/07/2011 | D | $20,000,000 | $6,779,500 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AEOLUS PHARMACEUTICALS, INC. | 1261734 | 12/18/2015 | D | $6,747,360 | $6,747,360 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Actinium Pharmaceuticals, Inc. | 1388320 | 01/21/2014 | D/A | $6,636,720 | $6,636,720 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Marathon Patent Group, Inc. | 1507605 | 05/06/2014 | D | $6,503,264 | $6,503,264 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | OptMed, Inc. | 1469988 | 04/28/2011 | D | $26,000,000 | $6,009,950 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | PARKVIEW GROUP INC | 1394120 | 11/22/2010 | D | $7,500,000 | $5,657,456 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AirLift Investments, LLC | 1644140 | 06/08/2015 | D | $25,000,000 | $5,589,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Perfect Moment Ltd. | 1849221 | 11/16/2022 | D | $6,000,000 | $5,537,500 |