Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | MABVAX THERAPEUTICS HOLDINGS, INC. | 1109196 | 04/09/2015 | D | $15,000,000 | $11,614,501 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pershing Gold Corp. | 1432196 | 04/23/2015 | D | $15,000,000 | $11,480,326 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Face-Off Partners, LLC | 1491789 | 05/12/2010 | D | $12,000,000 | $11,295,417 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | U.S. Gold Corp. | 1685963 | 09/29/2016 | D | $12,000,000 | $11,000,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | ViralClear Pharmaceuticals, Inc. | 1783807 | 06/03/2020 | D | $25,000,000 | $10,751,250 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | CAMP NINE, INC. | 1553643 | 06/19/2014 | D | $10,694,588 | $10,694,588 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | NLS Pharmaceutics Ltd. | 1783036 | 12/21/2022 | D | $30,000,000 | $10,000,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AIT Therapeutics, Inc. | 1641631 | 03/01/2018 | D | $9,810,155 | $9,810,155 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pershing Gold Corp. | 1432196 | 07/15/2014 | D | $15,000,000 | $9,036,817 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Blue Stem Properties, LLC | 1831142 | 02/18/2021 | D | $12,000,000 | $8,750,000 |