Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Ascendx Spine, Inc. | 1349492 | 04/25/2012 | D | $550,000 | $550,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Jupiter Venture Partners I, LLC | 1513951 | 03/09/2011 | D | $1,500,000 | $545,200 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Anpath Group, Inc. | 1310527 | 04/22/2009 | D | $5,000,000 | $537,309 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 01/13/2014 | D | $5,000,000 | $528,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AETHLON MEDICAL INC | 882291 | 12/02/2011 | D/A | $1,000,000 | $525,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 10/31/2016 | D | $5,000,001 | $519,850 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Voltron Therapeutics, Inc. | 1835742 | 11/09/2022 | D | Indefinite | $515,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 12/31/2014 | D | $10,000,000 | $512,100 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Anpath Group, Inc. | 1310527 | 12/22/2009 | D | $4,000,000 | $495,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Aerwave Medical, Inc. | 1840700 | 07/15/2022 | D | $5,000,000 | $490,000 |