Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AIT Therapeutics, Inc. | 1641631 | 04/12/2017 | D | $10,000,000 | $663,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Anhui Taiyang Poultry Co., Ltd. | 1487241 | 03/16/2010 | D | $650,000 | $650,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AETHLON MEDICAL INC | 882291 | 11/22/2013 | D/A | $2,000,000 | $642,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | REGAL RESOURCES INC | 1513029 | 04/07/2011 | D/A | $1,652,424 | $635,548 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Protea Biosciences Group, Inc. | 1335103 | 11/17/2016 | D | $5,000,000 | $631,680 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | REGAL RESOURCES INC | 1513029 | 04/04/2011 | D | $1,626,948 | $625,749 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | OptMed, Inc. | 1469988 | 04/29/2011 | D/A | $2,600,000 | $600,995 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | ASPEN GROUP, INC. | 1487198 | 04/30/2013 | D | $770,000 | $600,328 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 05/06/2014 | D/A | $5,000,000 | $574,400 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 08/22/2014 | D | $1,000,000 | $563,000 |