Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AETHLON MEDICAL INC | 882291 | 11/22/2013 | D/A | $2,000,000 | $642,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | REGAL RESOURCES INC | 1513029 | 04/07/2011 | D/A | $1,652,424 | $635,548 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | OptMed, Inc. | 1469988 | 04/29/2011 | D/A | $2,600,000 | $600,995 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | BioSig Technologies, Inc. | 1530766 | 05/06/2014 | D/A | $5,000,000 | $574,400 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AETHLON MEDICAL INC | 882291 | 12/02/2011 | D/A | $1,000,000 | $525,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | PD Theranostics, Inc. | 1830286 | 07/28/2022 | D/A | $5,940,000 | $358,165 |