Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AIT Therapeutics, Inc. | 1641631 | 03/01/2018 | D | $9,810,155 | $9,810,155 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pershing Gold Corp. | 1432196 | 07/15/2014 | D | $15,000,000 | $9,036,817 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Blue Stem Properties, LLC | 1831142 | 02/18/2021 | D | $12,000,000 | $8,750,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pershing Gold Corp. | 1432196 | 03/10/2016 | D | $10,000,000 | $6,892,898 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Private-I Partners, LLC | 1601837 | 03/06/2014 | D | $20,000,000 | $6,892,259 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Pre-Market Partners, LLC | 1524399 | 07/07/2011 | D | $20,000,000 | $6,779,500 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AEOLUS PHARMACEUTICALS, INC. | 1261734 | 12/18/2015 | D | $6,747,360 | $6,747,360 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Actinium Pharmaceuticals, Inc. | 1388320 | 01/21/2014 | D/A | $6,636,720 | $6,636,720 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Marathon Patent Group, Inc. | 1507605 | 05/06/2014 | D | $6,503,264 | $6,503,264 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | OptMed, Inc. | 1469988 | 04/28/2011 | D | $26,000,000 | $6,009,950 |