Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Perfect Moment Ltd. | 1849221 | 06/15/2023 | D | $3,000,000 | $399,990 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Actinium Pharmaceuticals, Inc. | 1328440 | 11/03/2011 | D | $750,000 | $364,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | PD Theranostics, Inc. | 1830286 | 07/28/2022 | D/A | $5,940,000 | $358,165 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | PD Theranostics, Inc. | 1830286 | 07/28/2022 | D | $5,940,000 | $358,165 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | SPECTRASCIENCE INC | 727672 | 01/27/2012 | D | $1,800,000 | $300,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Voltron Therapeutics, Inc. | 1835742 | 06/16/2022 | D | $5,000,000 | $300,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | CDG Virginia, LLC | 1540427 | 02/02/2012 | D | $500,000 | $295,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | SPECTRASCIENCE INC | 727672 | 09/06/2012 | D | $1,500,000 | $260,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | Alliqua, Inc. | 1054274 | 04/18/2013 | D | $3,000,000 | $236,000 |
| LAIDLAW & COMPANY (UK) LTD. | 119037 | AETHLON MEDICAL INC | 882291 | 11/12/2013 | D | $2,000,000 | $230,000 |