Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Search by Recipient Name or Primary Issuer:

Displaying 581-590 out of 608 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	07/26/2013	D/A	Indefinite	$2,276,600
HIGHTOWER SECURITIES, LLC	116681	APM - Equity Long Short Fund, Ltd.	1486239	03/28/2011	D/A	Indefinite	$2,231,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital Ltd.	1526692	07/26/2012	D/A	Indefinite	$2,126,600
HIGHTOWER SECURITIES, LLC	116681	Altegris Third Point Fund, LP	1654951	10/07/2015	D	Indefinite	$2,055,554
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	07/26/2012	D/A	Indefinite	$1,826,600
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson International Ltd.	1523887	07/26/2013	D/A	Indefinite	$1,720,000
HIGHTOWER SECURITIES, LLC	116681	CONTINENTAL OPPORTUNITIES FUND, LP	1487620	04/12/2010	D/A	Indefinite	$1,650,000
HIGHTOWER SECURITIES, LLC	116681	CONTINENTAL OPPORTUNITIES FUND, LP	1487620	04/12/2010	D	Indefinite	$1,650,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson International Ltd.	1523887	07/20/2011	D	Indefinite	$1,620,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson International Ltd.	1523887	07/20/2012	D/A	Indefinite	$1,620,000