Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

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Displaying 571-580 out of 608 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	APM - Global Macro II Fund, Ltd.	1495779	07/06/2011	D/A	Indefinite	$3,447,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Associates LLC	1523893	07/20/2011	D	Indefinite	$3,430,000
HIGHTOWER SECURITIES, LLC	116681	CAIS AllBlue Ltd.	1523880	07/21/2011	D	Indefinite	$3,415,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital LLC	1523879	07/20/2012	D/A	Indefinite	$3,380,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.	1523888	07/26/2013	D/A	Indefinite	$3,251,600
HIGHTOWER SECURITIES, LLC	116681	Alkeon Asia Growth Offshore Fund, Ltd.	1410036	03/05/2014	D/A	Indefinite	$2,887,500
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus LLC	1523895	07/20/2011	D	Indefinite	$2,509,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Perella Weinberg Partners Xerion Fund LLC	1523896	07/20/2011	D	Indefinite	$2,400,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital Ltd.	1526692	07/26/2013	D/A	Indefinite	$2,326,600
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital Institutional Fund Ltd.	1526692	10/09/2014	D/A	Indefinite	$2,326,600