Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Kingdon Offshore Ltd. | 1526693 | 10/23/2017 | D/A | Indefinite | $5,305,100 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Kingdon Offshore Ltd. | 1526693 | 06/12/2018 | D/A | Indefinite | $5,305,100 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Kingdon Associates LLC | 1523893 | 07/20/2012 | D/A | Indefinite | $5,180,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Atlas Global Fund, LLC | 1540488 | 01/30/2013 | D/A | Indefinite | $5,152,849 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Kingdon Offshore Ltd. | 1526693 | 09/30/2015 | D/A | Indefinite | $5,105,100 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS GoldenTree Partners LLC | 1560555 | 01/10/2014 | D/A | Indefinite | $4,925,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Kingdon Offshore Ltd. | 1526693 | 10/02/2014 | D/A | Indefinite | $4,668,600 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro II Fund, L.P. | 1487204 | 10/15/2010 | D/A | Indefinite | $4,593,855 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth Offshore Fund, Ltd. | 1410036 | 03/05/2015 | D/A | Indefinite | $4,406,360 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Paulson Advantage Plus LLC | 1523895 | 07/20/2012 | D/A | Indefinite | $4,195,783 |