Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Blue Trend Fund LLC | 1523892 | 07/20/2012 | D/A | Indefinite | $30,212,760 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Hayman Capital Fund Ltd | 1577170 | 10/28/2013 | D/A | Indefinite | $30,040,616 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Cobalt Fund, LLC | 1516393 | 03/20/2014 | D/A | Indefinite | $29,352,718 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/26/2013 | D/A | Indefinite | $29,331,500 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 03/05/2015 | D/A | Indefinite | $29,080,785 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Cobalt Fund, LLC | 1516393 | 03/20/2013 | D/A | Indefinite | $28,597,718 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Third Point Fund, LP | 1654951 | 02/06/2017 | D/A | Indefinite | $28,139,403 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 01/10/2014 | D/A | Indefinite | $27,850,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL HEALTHCARE FUND LP | 1206260 | 04/13/2010 | D/A | Indefinite | $27,783,319 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL HEALTHCARE FUND LP | 1206260 | 04/14/2011 | D/A | Indefinite | $27,783,319 |