Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/25/2019 | D/A | Indefinite | $50,224,212 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/01/2021 | D/A | Indefinite | $50,166,400 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/07/2022 | D/A | Indefinite | $50,166,400 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Blue Trend Fund LLC | 1523892 | 10/02/2014 | D/A | Indefinite | $50,125,022 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group WP Energy, LLC | 1609971 | 06/05/2014 | D | Indefinite | $49,867,650 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Renaissance IE Fund, Ltd. | 1694683 | 03/04/2022 | D/A | Indefinite | $49,823,558 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Renaissance IE Fund, Ltd. | 1694683 | 05/22/2023 | D/A | Indefinite | $49,823,558 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth, LP | 1410054 | 02/24/2016 | D/A | Indefinite | $49,217,197 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth, LP | 1410054 | 02/23/2017 | D/A | Indefinite | $49,217,197 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 08/05/2016 | D/A | Indefinite | $48,820,360 |