Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 10/24/2017 | D/A | Indefinite | $64,646,763 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 10/26/2016 | D/A | Indefinite | $64,146,763 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue LLC | 1523886 | 10/23/2017 | D/A | Indefinite | $62,499,029 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue LLC | 1523886 | 06/12/2018 | D/A | Indefinite | $62,499,029 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue LLC | 1523886 | 10/25/2016 | D/A | Indefinite | $62,498,029 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 10/02/2014 | D/A | Indefinite | $60,383,990 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 09/30/2015 | D/A | Indefinite | $59,350,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue LLC | 1523886 | 10/02/2014 | D/A | Indefinite | $59,172,285 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 03/05/2014 | D/A | Indefinite | $56,147,581 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue LLC | 1523886 | 09/30/2015 | D/A | Indefinite | $55,939,650 |