Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners, Ltd. | 1437989 | 02/27/2013 | D/A | Indefinite | $76,469,933 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium USA LLC | 1523894 | 07/20/2012 | D/A | Indefinite | $75,787,301 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 11/02/2015 | D/A | Indefinite | $75,272,964 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/12/2018 | D/A | Indefinite | $74,171,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 09/30/2015 | D/A | Indefinite | $73,741,189 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 10/01/2013 | D/A | Indefinite | $73,717,580 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 07/26/2013 | D/A | Indefinite | $72,880,545 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/01/2021 | D/A | Indefinite | $71,425,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 06/06/2022 | D/A | Indefinite | $71,425,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 02/02/2015 | D/A | Indefinite | $71,078,662 |