Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 02/06/2017 | D/A | Indefinite | $96,647,826 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 08/05/2016 | D/A | Indefinite | $96,391,615 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 10/01/2013 | D/A | Indefinite | $95,133,264 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth PW Partners, LP | 1501157 | 09/13/2011 | D/A | Indefinite | $95,002,299 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/23/2020 | D/A | Indefinite | $94,949,745 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners, L.P. | 1417189 | 02/27/2014 | D/A | Indefinite | $91,980,475 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 09/25/2012 | D/A | Indefinite | $89,967,909 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners, L.P. | 1417189 | 02/27/2015 | D/A | Indefinite | $89,750,160 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 10/25/2016 | D/A | Indefinite | $89,473,035 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 07/10/2015 | D/A | Indefinite | $85,986,689 |