Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/24/2015 | D/A | Indefinite | $112,953,736 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/30/2014 | D/A | Indefinite | $112,073,736 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/13/2010 | D/A | Indefinite | $111,534,184 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/14/2011 | D/A | Indefinite | $111,534,184 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 08/05/2016 | D/A | Indefinite | $109,476,804 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund LP | 1532131 | 02/02/2015 | D/A | Indefinite | $108,593,667 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 06/08/2020 | D/A | Indefinite | $108,240,141 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 06/10/2019 | D/A | Indefinite | $106,915,141 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Activist Fund, LLC | 1540486 | 02/01/2023 | D/A | Indefinite | $106,913,583 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Activist Fund, LLC | 1540486 | 02/01/2022 | D/A | Indefinite | $106,613,583 |