Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 07/10/2015 | D/A | Indefinite | $143,681,874 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund LP | 1532131 | 07/10/2015 | D/A | Indefinite | $136,736,449 |
| HIGHTOWER SECURITIES, LLC | 116681 | GPB Waste Management, LP | 1682966 | 04/25/2018 | D/A | Indefinite | $135,012,605 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/26/2017 | D/A | Indefinite | $134,520,661 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALKEON SELECT PARTNERS, LP | 1572300 | 10/21/2022 | D/A | Indefinite | $132,425,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALKEON SELECT PARTNERS, LP | 1572300 | 10/22/2021 | D/A | Indefinite | $131,875,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 02/03/2015 | D/A | Indefinite | $120,433,688 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 02/13/2015 | D/A | Indefinite | $120,433,688 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 11/02/2016 | D/A | Indefinite | $120,370,654 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris QIM Futures Fund, L.P. | 1469317 | 10/08/2010 | D/A | Indefinite | $118,230,056 |