Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium USA LLC | 1523894 | 09/02/2015 | D/A | Indefinite | $197,624,136 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris QIM Futures Fund, L.P. | 1469317 | 09/25/2012 | D/A | Indefinite | $194,966,999 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Millennium Fund, Ltd. | 1536107 | 10/23/2020 | D/A | Indefinite | $193,654,285 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 02/06/2017 | D/A | Indefinite | $191,054,387 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund LP | 1532131 | 09/19/2017 | D/A | Indefinite | $188,405,247 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/26/2018 | D/A | Indefinite | $188,162,907 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/21/2022 | D/A | Indefinite | $181,422,431 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 10/17/2019 | D/A | Indefinite | $179,225,453 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 08/05/2016 | D/A | Indefinite | $179,074,951 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund LP | 1532131 | 02/06/2017 | D/A | Indefinite | $176,495,347 |