Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth PW Partners, LP | 1501157 | 03/05/2015 | D/A | Indefinite | $298,181,556 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INSTITUTIONAL LTD | 1365495 | 03/17/2017 | D/A | Indefinite | $297,992,317 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Partners, LP | 1278834 | 03/05/2013 | D/A | Indefinite | $289,453,998 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INSTITUTIONAL LTD | 1365495 | 03/16/2016 | D/A | Indefinite | $288,102,065 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 10/24/2017 | D/A | Indefinite | $281,951,908 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund LP | 1532131 | 10/17/2019 | D/A | Indefinite | $271,651,563 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 10/25/2016 | D/A | Indefinite | $271,262,485 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth RJ Partners, LP | 1501156 | 10/25/2019 | D/A | Indefinite | $269,563,947 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Fund, L.P. | 1415987 | 06/06/2019 | D/A | Indefinite | $268,571,807 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Fund, L.P. | 1415987 | 06/03/2020 | D/A | Indefinite | $268,571,807 |