Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 06/07/2022 | D/A | Indefinite | $444,384,355 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth RJ Partners, LP | 1501156 | 10/23/2020 | D/A | Indefinite | $428,035,394 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INSTITUTIONAL LTD | 1365495 | 06/21/2021 | D/A | Indefinite | $425,667,684 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Total Return TE Fund, L.P. | 1616017 | 06/21/2019 | D/A | Indefinite | $421,579,305 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 06/08/2020 | D/A | Indefinite | $418,824,355 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/23/2020 | D/A | Indefinite | $403,369,839 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth PW Partners, LP | 1501157 | 10/26/2017 | D/A | Indefinite | $401,397,161 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 03/05/2013 | D/A | Indefinite | $375,895,322 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 06/10/2019 | D/A | Indefinite | $368,250,375 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth PW Partners, LP | 1501157 | 10/28/2016 | D/A | Indefinite | $367,876,735 |