Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 07/20/2011 | D | Indefinite | $1,000,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS GoldenTree Partners LLC | 1560555 | 10/19/2012 | D | Indefinite | $900,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Highbridge Capital Ltd. | 1526692 | 07/27/2011 | D | Indefinite | $0 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Kingdon Offshore Ltd. | 1526693 | 07/27/2011 | D | Indefinite | $0 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Third Point Fund, Ltd. | 1654950 | 10/07/2015 | D | Indefinite | $0 |