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Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 35 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
HIGHTOWER SECURITIES, LLC116681CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC154429303/12/2012DIndefinite$7,265,000
HIGHTOWER SECURITIES, LLC116681CAIS BALESTRA GLOBAL LTD.153987301/24/2012DIndefinite$6,730,000
HIGHTOWER SECURITIES, LLC116681CAIS AllBlue LLC152388607/20/2011DIndefinite$6,600,000
HIGHTOWER SECURITIES, LLC116681CAIS JAT CAPITAL DOMESTIC FUND LLC154429203/12/2012DIndefinite$6,551,850
HIGHTOWER SECURITIES, LLC116681CAIS JAT Capital Offshore Fund Ltd.152388307/20/2011DIndefinite$6,280,000
HIGHTOWER SECURITIES, LLC116681CAIS WTN Fund Ltd.152389007/20/2011DIndefinite$5,546,496
HIGHTOWER SECURITIES, LLC116681CAIS Kingdon Associates LLC152389307/20/2011DIndefinite$3,430,000
HIGHTOWER SECURITIES, LLC116681CAIS AllBlue Ltd.152388007/21/2011DIndefinite$3,415,000
HIGHTOWER SECURITIES, LLC116681CAIS Paulson Advantage Plus LLC152389507/20/2011DIndefinite$2,509,000
HIGHTOWER SECURITIES, LLC116681CAIS Perella Weinberg Partners Xerion Fund LLC152389607/20/2011DIndefinite$2,400,000

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