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Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 551-560 out of 573 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
HIGHTOWER SECURITIES, LLC116681CAIS Highbridge Capital LLC152387907/19/2013D/AIndefinite$3,782,792
HIGHTOWER SECURITIES, LLC116681CAIS Paulson Advantage Plus Ltd.152388507/20/2012D/AIndefinite$3,600,100
HIGHTOWER SECURITIES, LLC116681CAIS Paulson Advantage Plus Ltd.152388507/26/2012D/AIndefinite$3,600,100
HIGHTOWER SECURITIES, LLC116681CAIS Paulson Advantage Plus Ltd.152388507/26/2013D/AIndefinite$3,600,100
HIGHTOWER SECURITIES, LLC116681APM - Global Macro II Fund, Ltd.149577907/06/2011D/AIndefinite$3,447,000
HIGHTOWER SECURITIES, LLC116681CAIS Highbridge Capital LLC152387907/20/2012D/AIndefinite$3,380,000
HIGHTOWER SECURITIES, LLC116681CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.152388807/26/2013D/AIndefinite$3,251,600
HIGHTOWER SECURITIES, LLC116681Alkeon Asia Growth Offshore Fund, Ltd.141003603/05/2014D/AIndefinite$2,887,500
HIGHTOWER SECURITIES, LLC116681CAIS Highbridge Capital Ltd.152669207/26/2013D/AIndefinite$2,326,600
HIGHTOWER SECURITIES, LLC116681CAIS Highbridge Capital Institutional Fund Ltd.152669210/09/2014D/AIndefinite$2,326,600

573 Results

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