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Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 541-550 out of 573 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
HIGHTOWER SECURITIES, LLC116681CAIS Kingdon Offshore Ltd.152669310/02/2014D/AIndefinite$4,668,600
HIGHTOWER SECURITIES, LLC116681Altegris Global Macro II Fund, L.P.148720410/15/2010D/AIndefinite$4,593,855
HIGHTOWER SECURITIES, LLC116681Alkeon Asia Growth Offshore Fund, Ltd.141003603/05/2015D/AIndefinite$4,406,360
HIGHTOWER SECURITIES, LLC116681CAIS Paulson Advantage Plus LLC152389507/20/2012D/AIndefinite$4,195,783
HIGHTOWER SECURITIES, LLC116681CAIS Paulson Advantage Plus LLC152389507/19/2013D/AIndefinite$4,195,783
HIGHTOWER SECURITIES, LLC116681CAIS Highbridge Capital LLC152387910/02/2014D/AIndefinite$3,980,987
HIGHTOWER SECURITIES, LLC116681Alkeon Asia Growth Offshore Fund, Ltd.141003602/24/2016D/AIndefinite$3,887,500
HIGHTOWER SECURITIES, LLC116681Alkeon Asia Growth Offshore Fund, Ltd.141003602/23/2017D/AIndefinite$3,887,500
HIGHTOWER SECURITIES, LLC116681Alkeon Asia Growth Offshore Fund, Ltd.141003610/26/2017D/AIndefinite$3,887,500
HIGHTOWER SECURITIES, LLC116681Alkeon Asia Growth Offshore Fund, Ltd.141003610/26/2018D/AIndefinite$3,887,500

573 Results

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