Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Paulson Advantage Plus Fund, Ltd. | 1482387 | 02/15/2012 | D/A | Indefinite | $6,716,635 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 07/20/2012 | D/A | Indefinite | $6,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2012 | D/A | Indefinite | $6,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 07/26/2013 | D/A | Indefinite | $6,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group WHM Wolf Creek Fund, LLC | 1540490 | 01/30/2013 | D/A | Indefinite | $6,425,100 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners Feeder, L.P. | 1518376 | 07/01/2013 | D/A | Indefinite | $6,004,025 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Activist Fund, LLC | 1540486 | 01/30/2013 | D/A | Indefinite | $5,950,100 |
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Paulson Advantage Plus Fund, Ltd. | 1482387 | 02/25/2011 | D/A | Indefinite | $5,916,635 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Kingdon Associates LLC | 1523893 | 07/19/2013 | D/A | Indefinite | $5,890,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS WTN Fund Ltd. | 1523890 | 07/26/2013 | D/A | Indefinite | $5,654,855 |