Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Willowbridge Macro Fund LP | 1573839 | 07/10/2015 | D/A | Indefinite | $15,443,185 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth Offshore Fund, Ltd. | 1410036 | 03/05/2013 | D/A | Indefinite | $15,130,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 10/25/2016 | D/A | Indefinite | $14,965,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Cobalt Fund, LLC | 1516393 | 03/26/2012 | D/A | Indefinite | $14,958,511 |
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Paulson Advantage Fund, Ltd. | 1482386 | 02/13/2012 | D/A | Indefinite | $14,903,818 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BALESTRA GLOBAL LTD. | 1539873 | 10/02/2014 | D/A | Indefinite | $14,601,993 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Visium Fund, Ltd. | 1571362 | 07/10/2015 | D/A | Indefinite | $14,484,674 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Visium Fund, Ltd. | 1571362 | 02/03/2015 | D/A | Indefinite | $14,373,523 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Atlas Global Fund, LLC | 1540488 | 01/29/2015 | D/A | Indefinite | $13,759,985 |
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Global Macro Fund, Ltd. | 1482384 | 02/02/2012 | D/A | Indefinite | $13,597,452 |