Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Atlas Global Fund, LLC | 1540488 | 01/27/2017 | D/A | Indefinite | $18,186,985 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Atlas Global Fund, LLC | 1540488 | 01/30/2018 | D/A | Indefinite | $18,186,985 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 06/10/2019 | D/A | Indefinite | $18,155,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Global Macro Fund, Ltd. | 1482384 | 02/01/2013 | D/A | Indefinite | $17,982,646 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 06/12/2018 | D/A | Indefinite | $17,905,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Doubleline Opportunistic Fund, LP | 1675397 | 02/06/2017 | D/A | Indefinite | $17,898,407 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Atlas Global Fund, LLC | 1540488 | 01/29/2016 | D/A | Indefinite | $17,644,985 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Paulson Advantage Fund LP | 1472222 | 10/18/2010 | D/A | Indefinite | $17,466,596 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 07/20/2012 | D/A | Indefinite | $17,004,455 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 07/26/2012 | D/A | Indefinite | $17,004,455 |