Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Global Macro II Fund, Ltd. | 1495779 | 07/03/2013 | D/A | Indefinite | $19,415,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Global Macro II Fund, Ltd. | 1495779 | 10/28/2013 | D/A | Indefinite | $19,415,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | APM - Global Macro Fund, Ltd. | 1482384 | 10/28/2013 | D/A | Indefinite | $19,157,645 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 06/08/2020 | D/A | Indefinite | $19,155,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 06/01/2021 | D/A | Indefinite | $19,155,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus Ltd. | 1523882 | 06/06/2022 | D/A | Indefinite | $19,155,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL OPPORTUNITIES FUND, LP | 1487620 | 08/26/2014 | D/A | Indefinite | $19,061,943 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Doubleline Opportunistic Fund, LP | 1675397 | 09/19/2017 | D/A | Indefinite | $18,742,954 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL OPPORTUNITIES FUND, LP | 1487620 | 04/30/2014 | D/A | Indefinite | $18,703,138 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Emerging Markets Fund LP | 1503750 | 10/28/2013 | D/A | Indefinite | $18,216,332 |