Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 10/23/2017 | D/A | Indefinite | $26,637,504 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 06/12/2018 | D/A | Indefinite | $26,637,504 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 10/09/2014 | D/A | Indefinite | $25,901,740 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group WHM Wolf Creek Fund, LLC | 1540490 | 01/29/2016 | D/A | Indefinite | $25,647,600 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 03/05/2014 | D/A | Indefinite | $25,480,785 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 10/02/2014 | D/A | Indefinite | $25,457,003 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 09/30/2015 | D/A | Indefinite | $25,035,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS AllBlue Ltd. | 1523880 | 09/30/2015 | D/A | Indefinite | $24,815,930 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 10/26/2016 | D/A | Indefinite | $24,683,019 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 10/23/2017 | D/A | Indefinite | $24,683,019 |