Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INTERNATIONAL LTD | 1170736 | 06/19/2020 | D/A | Indefinite | $1,795,351,593 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INTERNATIONAL LTD | 1170736 | 03/15/2019 | D/A | Indefinite | $1,770,591,562 |
| HIGHTOWER SECURITIES, LLC | 116681 | Clearisle Capital Fund LLC | 1787424 | 10/20/2021 | D/A | Indefinite | $1,728,037,902 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INTERNATIONAL LTD | 1170736 | 03/16/2018 | D/A | Indefinite | $1,724,175,530 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INTERNATIONAL LTD | 1170736 | 03/17/2017 | D/A | Indefinite | $1,662,854,501 |
| HIGHTOWER SECURITIES, LLC | 116681 | IRONWOOD INTERNATIONAL LTD | 1170736 | 03/16/2016 | D/A | Indefinite | $1,644,221,933 |
| HIGHTOWER SECURITIES, LLC | 116681 | MORGAN STANLEY FUNDS PLC | 1401426 | 10/29/2009 | D/A | Indefinite | $1,516,250,287 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAMPBELL FUND TRUST | 1043951 | 05/22/2013 | D/A | Indefinite | $1,506,343,220 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAMPBELL FUND TRUST | 1043951 | 04/24/2012 | D/A | Indefinite | $1,353,374,275 |
| HIGHTOWER SECURITIES, LLC | 116681 | Salient MLP Total Return Fund, L.P. | 1589065 | 12/30/2022 | D/A | Indefinite | $1,343,401,496 |