Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/26/2016 | D/A | Indefinite | $35,176,779 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/24/2017 | D/A | Indefinite | $35,176,779 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BlueTrend Fund Ltd. | 1523881 | 06/12/2018 | D/A | Indefinite | $35,176,779 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Hayman Capital Fund Ltd | 1577170 | 02/02/2015 | D/A | Indefinite | $35,020,439 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Paulson Advantage Fund LP | 1472222 | 10/06/2011 | D/A | Indefinite | $34,974,426 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BlueTrend Fund Ltd. | 1523881 | 10/02/2014 | D/A | Indefinite | $34,826,778 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 07/19/2013 | D/A | Indefinite | $34,629,792 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/26/2017 | D/A | Indefinite | $34,380,785 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BlueTrend Fund Ltd. | 1523881 | 09/30/2015 | D/A | Indefinite | $34,076,779 |