Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 09/25/2012 | D/A | Indefinite | $39,822,410 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 09/30/2015 | D/A | Indefinite | $39,602,667 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Visium Fund, L.P. | 1560455 | 07/10/2015 | D/A | Indefinite | $39,501,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Paulson Advantage Fund LP | 1472222 | 02/03/2015 | D/A | Indefinite | $39,485,680 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Paulson Advantage Fund LP | 1472222 | 07/10/2015 | D/A | Indefinite | $39,485,680 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners Feeder, Ltd. | 1518375 | 07/01/2013 | D/A | Indefinite | $38,817,321 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Paulson Advantage Fund LP | 1472222 | 10/01/2013 | D/A | Indefinite | $38,551,426 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Visium Fund, L.P. | 1560455 | 02/03/2015 | D/A | Indefinite | $38,549,716 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 10/28/2013 | D/A | Indefinite | $38,523,160 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 10/26/2016 | D/A | Indefinite | $38,250,000 |