Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | ALKEON SELECT PARTNERS, LP | 1572300 | 10/25/2019 | D/A | Indefinite | $42,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 10/24/2016 | D/A | Indefinite | $42,445,912 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Composite Fund LLC | 1566447 | 10/24/2017 | D/A | Indefinite | $41,900,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/23/2017 | D/A | Indefinite | $41,252,451 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 07/19/2013 | D/A | Indefinite | $40,550,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 10/02/2014 | D/A | Indefinite | $40,087,499 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 10/05/2011 | D/A | Indefinite | $40,039,030 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 06/04/2014 | D/A | Indefinite | $39,987,499 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Equity Long Short Fund L P | 1291031 | 10/06/2011 | D/A | Indefinite | $39,911,470 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/26/2018 | D/A | Indefinite | $39,838,212 |