Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 06/01/2021 | D/A | Indefinite | $43,741,478 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 11/18/2021 | D/A | Indefinite | $43,741,478 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 06/07/2022 | D/A | Indefinite | $43,741,478 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Income Opportunities Fund, L.P. | 1590483 | 02/06/2017 | D/A | Indefinite | $43,125,684 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Income Opportunities Fund, L.P. | 1590483 | 08/05/2016 | D/A | Indefinite | $43,106,179 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 06/12/2018 | D/A | Indefinite | $43,041,478 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 06/10/2019 | D/A | Indefinite | $43,041,478 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 06/08/2020 | D/A | Indefinite | $43,041,478 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS OZMF LLC | 1607350 | 10/23/2017 | D/A | Indefinite | $42,577,151 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALKEON SELECT PARTNERS, LP | 1572300 | 10/26/2018 | D/A | Indefinite | $42,550,000 |