Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/01/2021 | D/A | Indefinite | $50,166,400 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/07/2022 | D/A | Indefinite | $50,166,400 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Blue Trend Fund LLC | 1523892 | 10/02/2014 | D/A | Indefinite | $50,125,022 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Renaissance IE Fund, Ltd. | 1694683 | 03/04/2022 | D/A | Indefinite | $49,823,558 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Renaissance IE Fund, Ltd. | 1694683 | 05/22/2023 | D/A | Indefinite | $49,823,558 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth, LP | 1410054 | 02/24/2016 | D/A | Indefinite | $49,217,197 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Asia Growth, LP | 1410054 | 02/23/2017 | D/A | Indefinite | $49,217,197 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Eckhardt Futures Fund, L.P. | 1463265 | 08/05/2016 | D/A | Indefinite | $48,820,360 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners Feeder, Ltd. | 1518375 | 06/27/2014 | D/A | Indefinite | $48,775,461 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/08/2020 | D/A | Indefinite | $48,666,400 |