Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 10/05/2011 | D/A | Indefinite | $82,217,909 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/01/2021 | D/A | Indefinite | $78,271,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/06/2022 | D/A | Indefinite | $78,271,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Renaissance IE Fund II, L.P | 1718285 | 03/04/2022 | D/A | Indefinite | $77,667,215 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Renaissance IE Fund II, L.P | 1718285 | 05/22/2023 | D/A | Indefinite | $77,667,215 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Global Macro Fund, L.P. | 1463266 | 10/15/2010 | D/A | Indefinite | $77,361,731 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS DES Oculus LLC | 1523891 | 06/10/2019 | D/A | Indefinite | $76,921,973 |
| HIGHTOWER SECURITIES, LLC | 116681 | Avenue Strategic Partners, Ltd. | 1437989 | 02/27/2013 | D/A | Indefinite | $76,469,933 |