Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 06/01/2021 | D/A | Indefinite | $117,397,641 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 06/07/2022 | D/A | Indefinite | $117,397,641 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/18/2012 | D/A | Indefinite | $117,160,184 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 05/01/2013 | D/A | Indefinite | $117,160,184 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALKEON SELECT PARTNERS, LP | 1572300 | 10/23/2020 | D/A | Indefinite | $116,175,000 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/11/2017 | D/A | Indefinite | $114,596,623 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium USA LLC | 1523894 | 07/19/2013 | D/A | Indefinite | $114,214,749 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/11/2016 | D/A | Indefinite | $114,128,689 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 08/26/2014 | D/A | Indefinite | $112,953,736 |
| HIGHTOWER SECURITIES, LLC | 116681 | Continental Healthcare Fund QP LP | 1306709 | 04/24/2015 | D/A | Indefinite | $112,953,736 |