Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL PARTNERS LP | 1206261 | 04/30/2014 | D/A | Indefinite | $167,818,082 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL PARTNERS LP | 1206261 | 04/18/2012 | D/A | Indefinite | $162,271,680 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL PARTNERS LP | 1206261 | 04/13/2010 | D/A | Indefinite | $161,053,680 |
| HIGHTOWER SECURITIES, LLC | 116681 | CONTINENTAL PARTNERS LP | 1206261 | 04/14/2011 | D/A | Indefinite | $161,053,680 |
| HIGHTOWER SECURITIES, LLC | 116681 | Central Park Group Carlyle Equity Opportunity Fund, LLC | 1517491 | 04/12/2013 | D/A | Indefinite | $160,633,800 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 09/19/2017 | D/A | Indefinite | $156,951,337 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth PW Partners, LP | 1501157 | 10/01/2012 | D/A | Indefinite | $155,930,029 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund, Ltd. | 1536107 | 02/06/2017 | D/A | Indefinite | $148,120,607 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium Intl. Ltd. | 1523884 | 10/02/2014 | D/A | Indefinite | $147,783,637 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 07/10/2015 | D/A | Indefinite | $143,681,874 |