Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris QIM Futures Fund, L.P. | 1469317 | 09/24/2013 | D/A | Indefinite | $220,218,004 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 10/12/2018 | D/A | Indefinite | $219,430,079 |
| HIGHTOWER SECURITIES, LLC | 116681 | Altegris Millennium Fund LP | 1532131 | 10/12/2018 | D/A | Indefinite | $219,235,886 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth Partners, LP | 1278834 | 03/09/2011 | D/A | Indefinite | $214,000,310 |
| HIGHTOWER SECURITIES, LLC | 116681 | Alkeon Growth PW Partners, LP | 1501157 | 09/25/2013 | D/A | Indefinite | $212,799,793 |
| HIGHTOWER SECURITIES, LLC | 116681 | ALTEGRIS MULTI STRATEGY FUND LP | 1455085 | 09/19/2017 | D/A | Indefinite | $205,319,785 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Millennium Fund, Ltd. | 1536107 | 03/04/2022 | D/A | Indefinite | $198,185,273 |
| HIGHTOWER SECURITIES, LLC | 116681 | iCapital Millennium Fund, Ltd. | 1536107 | 05/22/2023 | D/A | Indefinite | $198,185,273 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium USA LLC | 1523894 | 10/02/2014 | D/A | Indefinite | $197,624,136 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Millennium USA LLC | 1523894 | 09/02/2015 | D/A | Indefinite | $197,624,136 |